Skip to content
SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions Washington D.C., May 18, 2026 — The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an enforcement action in which a sanction is imposed, it will not settle unless the defendant or respondent also agrees not t...